Compliance Officer

Job Description

Compliance Officer

DB/ Vacancy- 0262/23

Job Summary

The Compliance Officer, is responsible for follow-up and ensuring the Bank functions in full compliance with all banking laws, regulations, internal policies & procedures; identifying any exceptions or violations and reporting same with recommendation to his/her supervisors

Academic & Professional Qualification

• Bachelor’s Degree in Risk Management, Economics, Accounting, Finance, or Banking from a reputable University.
• Bachelor’s Degree in Law preferable.
• Professional certification in Risk Management; Financial Risk Management (FRM), RCP Level 3, Chartered Risk Analyst (CRA) or Governance Risk and Compliance Management (GRCM) is an added advantage

Job Requirement

Experience

• At least four (4) years’ relevant experience

Behavioral Competency

• Interpersonal and cross-cultural skills, including ability to build collaborative relationships with sensitivity to diversity/inclusion.
• Creativity and innovation skills.
• Action oriented.
• Quality focus and attention to detail.
• Professionalism and integrity in line with Dashen Bank values.
• Good oral and written communication skills.
• Critical and analytical thinking and problem solving skills.
• Personal motivation and drive exhibited through commitment to hard work, continuous improvement and achievement of goals.
• Good customer relationship management skills (internal and external customers)
• Risk awareness and focus - demonstrates understanding of risk management practices, standards and regulatory requirements.

Required Technical Competency

• Clear understanding of economics, bank risks and relevant emerging issues in risk management.
• Knowledge of policies, regulations and directives related to Financial Sector.
• Risk management skills including risk assessment, evaluation, quantification, mitigation and reporting skills